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Silk Road

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The Silk Road (Traditional Chinese: 絲綢之路; Simplified Chinese: 丝绸之路; pinyin: sī chóu zhī lù) was an interconnected series of routes through Southern Asia traversed by caravan and ocean vessel, and connecting Chang'an, China with Antioch, Syria, as well as other points. Its influence carries over on to Korea and terminates eventually in Japan. Silk road is a translation from the German Seidenstraße, the term first used by German geographer Ferdinand von Richthofen in the 19th century.

The continental Silk Road diverges into North and South routes as it extends from the commercial centers of North China, the North route passing through the Bulgar-Kypchak zone to Eastern Europe and the Crimean peninsula, and from there across the Black Sea, Marmara Sea and the Balkans to Venice; the South Route passing through Turkestan-Khorasan, through Iran into Mesopotamia and Anatolia, and then through Antioch in Southern Anatolia into the Mediterranean Sea or through the Levant into Egypt and North Africa.

Contents

Origins

The dromedary may have been domesticated as early as around the 11th century BC. The nomads of the vast Eurasian steppe-lands had domesticated horses around 4000 BC, and domestication of the Bactrian camel followed later. The domestication of these efficient pack animals vastly increased the mobility of the nomads and their capacity to carry heavy loads. As a result, trade and cultural exchanges between widely separated populations developed rapidly.

Grasslands stretch like a long ribbon between the desert and the main agricultural and urban regions all the way from the shores of the Pacific to Africa, and deep into the heart of Europe. These grasslands were sufficiently fertile to provide grazing, water, and fuel for caravans to pass through while avoiding trespassing on agricultural lands. This presented ideal conditions for merchants, mounted warriors and caravans to travel immense distances without arousing the hostility of more settled peoples.

Joining together the multitude of local routes led to the development of long-distance networks across the vast Afro-Eurasian landmass by about 2000 BC. Some evidence indicates that ancient Egyptian explorers may have originally cleared and protected some branches of these routes.

The Persian Royal Road, may have been in use as early as 3500 BC. By the time of Herodotus, (c. 475 BC) it ran some 2,857 km from the city of Susa on the lower Tigris to the port of Smyrna (modern Izmir in Turkey) on the Aegean Sea. It was maintained and protected by the Achaemenid empire and had postal stations and relays at regular intervals. By having fresh horses and riders ready at each relay, royal couriers could carry messages the entire distance in 9 days, though normal travellers took about three months. This Royal Road linked into many other routes. Some of these, such as the routes to India and Central Asia, were also protected by the Achaemenids, encouraging regular contact between India, Mesopotamia and the Mediterranean. There are accounts in Esther of dispatches being sent from Susa to provinces as far out as India and Cush during the reign of Xerxes.

Lapis lazuli was being traded from its only known source in the ancient world – Badakshan, in what is now northeastern Afghanistan – as far as Mesopotamia and Egypt by the second half of the fourth millennium BC. By the third millennium the trade was extended to Harappa and Mohenjo-daro in the Indus valley.

From the second millennium, nephrite jade was being traded from mines in the region of Yarkand and Khotan to China. Significantly, these mines were not very far from the lapis lazuli and spinel ("Balas Ruby") mines in Badakhshan and, although separated by the formidable Pamir mountains, routes across them were, apparently, in use from very early times.

When Alexander the Great's successors, the Ptolemies, took control of Egypt in 323 BC, they began to actively promote trade with Mesopotamia, India, and East Africa through their ports on the Red Sea coast, as well as overland. This was assisted by the active participation of a number of intermediaries, especially the Nabataeans and other Arabs.

Soon after the Roman conquest of Egypt in 30 BC, regular communications and trade between India, Southeast Asia, Sri Lanka, China, the Middle East, Africa and Europe blossomed on a scale never seen before. Land and maritime routes were closely linked and novel products, technologies and ideas began to spread across the continents of Europe, Asia and Africa. Intercontinental trade and communication became regular, organised, and protected by the ‘Great Powers’ of the day. These exchanges were critical not only for the development and flowering of the great civilisations of Rome, China and India, but they laid the foundations of our modern world. While the goods may have travelled the whole way, ancient trade was probably conducted over sections of the routes and it is probable that merchants and travellers very rarely, if ever, covered the whole distance between Europe, or the Middle East, and China, by land.

Some remnants of what was probably Chinese silk have been found in Egypt and dating as early as 1000 BC. Although silk may have been traded between the two ancient countries prior to 1000 BC, silk unfortunately degrades exceedingly rapidly, and we would likely have no trace of it today. Also, though the originating source seems reliably knowledgeable, we cannot double-check for accuracy, and so we cannot say for certain whether it was actually cultivated silk (which would almost certainly have come from China) that was discovered or a type of "wild silk ," which might have come from the Mediterranean region or the Middle East.

The first major step in opening the Silk Road between the East and the West came with the expansion of Alexander the Great deep into Central Asia, as far as Ferghana at the borders of the modern-day Xinjiang region of China, where he founded in 329 BC a Greek settlement in the city of Alexandria Eschate "Alexandria The Furthest", Khujand (also called Khozdent or Khojent - formely Leninabad), in the state of Tajikistan. The Greeks were to remain in Central Asia for the next three centuries, first through the administration of the Seleucid Empire, and then with the establishement of the Greco-Bactrian Kingdom in Bactria. They kept expanding eastward, especially during the reign of Euthydemus (230-200 BC), who extended his control to Sogdiana, reaching and going beyond the city of Alexandria Eschate. There are indications that he may have led expeditions as far as Kashgar in Chinese Turkestan, leading to the first known contacts between China and the West around 200 BC. The Greek historian Strabo writes that "they extended their empire even as far as the Seres (China) and the Phryni" (Strabo XI.XI.I).

The next step came around 130 BC, with the embassies of the Han Dynasty to Central Asia, following the reports of the ambassador Zhang Qian (who was originally sent to obtain an alliance with the Yuezhi against the Xiong-Nu, in vain). The Chinese emperor Wudi became interested in developing commercial relationship with the sophisticated urban civilizations of Ferghana, Bactria and Parthia: “The Son of Heaven on hearing all this reasoned thus: Ferghana (Dayuan) and the possessions of Bactria (Daxia) and Parthia (Anxi) are large countries, full of rare things, with a population living in fixed abodes and given to occupations somewhat identical with those of the Chinese people, but with weak armies, and placing great value on the rich produce of China” Hou Hanshu (Later Han History).


The Chinese were also strongly attracted by the tall and powerful horses in the possession of the Dayuan (named "Heavenly horses"), which were of capital importance in fighting the nomadic Xiongnu. The Chinese subsequently sent numerous embassies, around ten every year, to these countries and as far as Seleucid Syria. “Thus more embassies were dispatched to Anxi [Parthia], Yancai [who later joined the ], Lijian [Syria under the Seleucids], Tiaozhi [Chaldea], and Tianzhu [northwestern India]…As a rule, rather more than ten such missions went forward in the course of a year, and at the least five or six.” Hou Hanshu (Later Han History).

The "Silk Road" essentially came into being from the 1st century BC, following these efforts by China to consolidate a road to the Western world and India, both through direct settlements in the area of the Tarim Basin and diplomatic relations with the countries of the Dayuan, Parthians and Bactrians further west.

A maritime "Silk Route" opened up between Chinese-controlled Jiaozhi (centred in modern Vietnam, near Hanoi) probably by the first century CE. It extended, via ports on the coasts of India and Sri Lanka, all the way to Roman-controlled ports in Egypt and the Nabataean territories on the northeastern coast of the Red Sea. The Hou Hanshu records that the first Roman envoy arrived in China by this maritime route in 166 CE.

For an exceedingly helpful map of some ancient maritime routes between 25 and 220 CE, please see Eurasian Trade Routes at the Time of the Eastern Han Dynasty, posted at Chinese-Western contacts and chess by Peter Banaschak. Present day evidence reveals the startling discovery that Lothal, India, may be the oldest man-made harbor known (possibly as early as 6000 BC but no later than 2000 BC). The maritime route leading to Lothal on this map (located southeast of Karachi, Pakistan) then may be millennia older than this map suggests. See Lothal and Indus Valley Civilization: Economy.

Chinese silk in the Roman Empire

Intense trade with the Roman Empire followed soon, confirmed by the Roman craze for Chinese silk (supplied through the Parthians) from the 1st century BC, even though the Romans thought silk was obtained from trees: "The Seres (Chinese), are famous for the woolen substance obtained from their forests; after a soaking in water they comb off the white down of the leaves... So manifold is the labour employed, and so distant is the region of the globe drawn upon, to enable the Roman maiden to flaunt transparent clothing in public" (Pliny the Elder (2379 CE, The Natural History).

The Senate issued, in vain, several edicts to prohibit the wearing of silk, on economic and moral grounds: the importation of Chinese silk caused a huge outflow of gold, and silk clothes were considered to be decadent and immoral: "I can see clothes of silk, if materials that do not hide the body, nor even one's decency, can be called clothes... Wretched flocks of maids labour so that the adulteress may be visible through her thin dress, so that her husband has no more acquaintance than any outsider or foreigner with his wife's body" (Seneca the Younger (c. 3 BCAD 65, Declamations Vol. I).

Central Asian exchanges

This is also the time when the Buddhist faith and the Greco-Buddhist culture started to travel eastward along the Silk Road, penetrating in China from around the 1st century BC.


The Kushan empire, in the northwestern part of the Indian subcontinent, was located at the center of these exchanges. They fostered multi-cultural interaction as indicated by their 2nd century treasure hoards filled with products from the Greco-Roman world, China and India, such as in the archeological site of Begram.

The heyday of the Silk Road corresponds to that of the Byzantine Empire in its west end, Sasanid Period to Il Khanate Period in the Nile-Oxus section and Three Kingdoms to Yuan Dynasty in the Sinitic zone in its east end.

Throughout the period, trade between East and West also developed on the sea, between Alexandria in Egypt and Guangzhou in China, fostering the expansion of Roman trading posts in India. Historians also talk of a "Porcelain Route" or "Silk Route" across the Indian Ocean.

Cultural and political effects


The Silk Road represents an early phenomenon of political and cultural integration due to inter-regional trade. In its heyday, the Silk Road sustained an international culture that strung together groups as diverse as the Magyars, Armenians, and Chinese. Under its strong integrating dynamics on the one hand and the impacts of change it transmitted on the other, tribal societies previously living in isolation along the Silk Road or pastoralists who were of barbarian cultural development were drawn to the riches and opportunities of the civilizations connected by the Silk Road, taking on the trades of marauders or mercenaries. Many barbarian tribes became skilled warriors able to conquer rich cities and fertile lands, and forge strong military empires.


The Silk Road gave rise to the clusters of military states of nomadic origins in North China, invited the Nestorian, Manichaean, Buddhist, and later Islamic religions into Central Asia and China, created the influential Khazar Federation and at the end of its glory, brought about the largest continental empire ever: the Mongol Empire, with its political centers strung along the Silk Road (Beijing in North China, Karakhorum in eastern Mongolia, Sarmakhand in Transoxiana, Tabriz in Northern Iran, Astrakhan in lower Volga, Bahcesaray in Crimea, Kazan in Central Russia, Erzurum in eastern Anatolia), realizing the political unification of zones previously loosely and intermittently connected by material and cultural goods.

The Roman empire, and its demand for sophisticated Asian products, crumbled in the West around the 5th century. In Central Asia, Islam expanded from the 7th century onward, bringing a stop to Chinese westward expansion at the Battle of Talas in 751 CE. Further expansion of the Islamic Turks in Central Asia from the 10th century finished disrupting trade in that part of the world, and Buddhism almost disappeared.

See also: Silk Road transmission of Buddhism

Mongol era

 at the court of , c..
Enlarge
Marco Polo at the court of Kublai Khan, c.1280.

The Mongol expansion throughout the Asian continent from around 1215 to 1360 helped bring political stability and re-establish the Silk Road. With rare exceptions such as Marco Polo or Christian ambassadors such as William of Rubruck, few people travelled down the entire length of the silk road. Instead traders moved products much like a bucket brigade, with luxury goods being traded from one middleman to another, from China to the West, and resulting with extravagant prices for the trade goods.

However, the disintegration of the Mongol Empire did not see the continuation of Silk Road's political unity. Also falling victim were the cultural and economic aspects of its unity. Turkmeni marching lords seized the western end of the Silk Road, i.e. the decaying Byzantine Empire and sowed the seeds of a Turkic culture that would later crystalize into the Ottoman Empire under the Sunni faith. Turkmen and Mongol military bands in Iran, after some years of chaos were united under the Saffavid tribe, under whom the modern Iranian nation took shape under the Shiite faith. Meanwhile Mongol princes in Central Asia were content with Sunni orthodoxy with decentralized princedoms of the Chagatay, Timurid and Uzbek houses. In the Kypchak-Tatar zone, Mongol khanates all but crumbled under the assaults of the Black Death and the rising power of Moscovite. In the east end, the Chinese Ming Dynasty overthrew the Mongol yoke and pursued a policy of economic isolationism. (The Chinese perhaps learned from previous experience that an air of imperial supremacy would better be cultivated without economic and military dependency on Central Asian forces. Hegemonic cultural dynamics had better flow one-way from the imperial center to the periphery, without barbarian elements permeating back into the "great within" of the celestial civilization.) Yet another force, the Kalmyk-Oyrats pushed out of the Baikal area in central Siberia, but failed to deliver much impact beyond Turkestan. Some Kalmyk tribes did manage to migrate into the Volga-North Caucasus region, but their impact was limited.

After the Mongol Empire, the great political powers along the Silk Road became economically and culturally separated. Accompanying the crystallization of regional states was the decline of nomad power, partly due to the devastation of the Black Death, partly due to the encroachment of sedentary civilizations equipped with gunpowder. Ironically, the effect of gun power and early modernity on Europe was the integration of territorial states and increasing mercantilism, on the Silk Road it was quite the opposite: failure to maintain the level of integration of the Mongol Empire and decline in trade, partly due to European maritime trade.

The Silk Road stopped serving as a shipping route for silk around 1400.

The great explorers: Europe reaching for Asia

The disapearance of the Silk Road following the end of the Mongols was one of the main factors that stimulated the Europeans to reach the prosperous Chinese empire through another route, especially by the sea. Tremendous profits were to be obtained for anyone would could achieve a direct trade connection with Asia.

When he went West in 1492, Christopher Columbus's only wish was to go to China and create another Silk Route. It was one of the great disappointments of western nations to have found a continent "in-between", before the potential of the New World slowly started to be realized. The wish to trade directly with China was also the main drive behind the expansion of the Portuguese beyond Africa after 1480, followed by the powers of Holland and Great Britain from the 17th century.

As late as the beginning of the 19th century, China was still considered the most prosperous and sophisticated of any civilization on earth. In effect, the spirit of the Silk Road and the will to foster exchange between the East and West, and the lure of the huge profits attached to it, has conditioned most of the history of the world during the last two millenia.

Cities along the Silk Road

From Istanbul, Turkey to Masshad, Iran:

From Masshad, Iran to Turpan, China (See below: northern route along the Taklamakan desert):

From Masshad, Iran to Kashi, China:

The northern route along the Taklamakan desert from Kashi, China to Anxi, China:

The southern route along the Taklamakan desert from Kashi, China to Anxi, China:

From Anxi, China to Xi'an, China:

References

  • Bulliet, Richard W. 1975. The Camel and the Wheel. Harvard University Press. ISBN 0674091302.
  • Casson, Lionel. 1989. The Periplus Maris Erythraei. Text with Introduction, Translation, and Commentary. Princeton University Press. ISBN 0691040605.
  • Elisseeff, Vadime. Editor. 1998. The Silk Roads: Highways of Culture and Commerce. UNESCO Publishing. Paris. Reprint: 2000. ISBN 9231036521 (pbk); ISBN 1571812210; ISBN 1571812229 (pbk).
  • Foltz, Richard C. 1999. Religions of the Silk Road: Overland Trade and Cultural Exchange from Antiquity to the Fifteenth Century. New York: St. Martin's Griffin. ISBN 0312214081.
  • Harmatta, János, ed., 1994. History of civilizations of Central Asia, Volume II. The development of sedentary and nomadic civilizations: 700 B.C. to A.D. 250. Paris, UNESCO Publishing.
  • Hill, John E. 2004. The Western Regions according to the Hou Hanshu. Draft annotated English translation.[1]
  • Hill, John E. 2004. The Peoples of the West from the Weilue 魏略 by Yu Huan 魚豢: A Third Century Chinese Account Composed between 239 and 265 CE. Draft annotated English translation. [2]
  • Hulsewé, A. F. P. and Loewe, M. A. N. 1979. China in Central Asia: The Early Stage 125 BC – AD 23: an annotated translation of chapters 61 and 96 of the History of the Former Han Dynasty. E. J. Brill, Leiden.
  • Juliano, Annettte, L. and Lerner, Judith A., et al. 2002. Monks and Merchants: Silk Road Treasures from Northwest China: Gansu and Ningxia, 4th-7th Century. Harry N. Abrams Inc., with The Asia Society. ISBN 0-8109-3478-7 ; ISBN 0-87848-089-7 (pbk).
  • Klimkeit, Hans-Joach, im. 1988. Die Seidenstrasse: Handelsweg and Kulturbruecke zwischen Morgen- and Abendland. Koeln: DuMont Buchverlag.
  • Klimkeit, Hans-Joachim. 1993. Gnosis on the Silk Road: Gnostic Texts from Central Asia. Trans. & presented by Hans-Joachim Klimkeit. HarperSanFrancisco. ISBN 0060645865.
  • Knight, E. F. 1893. Where Three Empires Meet: A Narrative of Recent Travel in: Kashmir, Western Tibet, Gilgit, and the adjoining countries. Longmans, Green, and Co., London. Reprint: Ch'eng Wen Publishing Company, Taipei. 1971.
  • Litvinsky, B. A., ed., 1996. History of civilizations of Central Asia, Volume III. The crossroads of civilizations: A.D. 250 to 750. Paris, UNESCO Publishing.
  • Liu, Xinru 2001 “Migration and Settlement of the Yuezhi-Kushan: Interaction and Interdependence of Nomadic and Sedentary Societies.” Journal of World History, Volume 12, No. 2, Fall 2001. University of Hawaii Press, pp. 261-292. [3].
  • McDonald, Angus. 1995. The Five Foot Road: In Search of a Vanished China. HarperCollinsWest, San Francisco.
  • Mallory, J. P. and Mair, Victor H. 2000. The Tarim Mummies: Ancient China and the Mystery of the Earliest Peoples from the West. Thames & Hudson, London.
  • Osborne, Milton. 1975. River Road to China: The Mekong River Expedition, 1866-73. George Allen & Unwin Lt.
  • Puri, B. N. Buddhism in Central Asia, Motilal Banarsidass Publishers Private Limited, Delhi, 1987. (2000 reprint).
  • Ray, Himanshu Prabha. 2003. The Archaeology of Seafaring in Ancient South Asia. Cambridge University Press. ISBN 0521804558 (hardback); ISBN 0521011094 (paperback).
  • Sarianidi, Victor. 1985. The Golden Hoard of Bactria: From the Tillya-tepe Excavations in Northern Afghanistan. Harry N. Abrams, New York.
  • Stein, Aurel M. 1907. Ancient Khotan: Detailed report of archaeological explorations in Chinese Turkestan, 2 vols. Clarendon Press. Oxford.[4]
  • Stein, Aurel M. 1921. Serindia: Detailed report of explorations in Central Asia and westernmost China, 5 vols. London & Oxford. Clarendon Press. Reprint: Delhi. Motilal Banarsidass. 1980.[5]
  • Stein Aurel M. 1928. Innermost Asia: Detailed report of explorations in Central Asia, Kan-su and Eastern Iran, 5 vols. Clarendon Press. Reprint: New Delhi. Cosmo Publications. 1981.
  • von Le Coq, Albert. 1928. Buried Treasures of Turkestan. Reprint with Introduction by Peter Hopkirk, Oxford University Press. 1985.
  • Whitfield, Susan. 1999. Life Along the Silk Road. London: John Murray.
  • Yan, Chen. 1986. “EARLIEST SILK ROUTE: The Southwest Route.” Chen Yan. China Reconstructs, Vol. XXXV, No. 10. Oct. 1986, pp. 59-62.

Further reading

  • Boulnois, Luce. 2004. Silk Road: Monks, Warriers & Merchants on the Silk Road. Translated by Helen Loveday with additional material by Bradley Mayhew and Angela Sheng. Airphoto International. ISBN: 962-217-720-4 (Hardback); ISBN 9622177212 (Softback).
  • Stein, Aurel M. 1912. Ruins of Desert Cathay: Personal narrative of explorations in Central Asia and westernmost China, 2 vols. Reprint: Delhi. Low Price Publications. 1990.
  • Stein Aurel M. 1932 On Ancient Central Asian Tracks: Brief Narrative of Three Expeditions in Innermost Asia and Northwestern China. Reprinted with Introduction by Jeannette Mirsky. Book Faith India, Delhi. 1999.
  • Wimmel, Kenneth. 1996. The Alluring Target: In Search of the Secrets of Central Asia. Trackless Sands Press, Palo Alto, CA. ISBN 1-879434-48-2

See also

  • The detailed histories listed under Kashgar, Khotan, and Yarkand.
  • Hopkirk, Peter: the Great Game: the Struggle for Empire in Central Asia; Kodansha International, New York, 1990, 1992.

External links

Last updated: 09-12-2005 02:39:13